How to Audit Advertising – Compliance Issues Here, There, Everyw


Presented by: Patricia Cashman

Add CD-ROM to Cart:

(Product will be shipped via USPS)

Advertising has long been the proverbial "thorn-in-my-side" of compliance officers. Even if you have finally convinced everyone, including Marketing, that disclosures, statements, etc. should have the "Good Compliance Seal of Approval", it seems that those ads keep popping up. When the new emphasis on UDAAP is added to the mix, you have set the stage for serious, and possibly costly, violations.

This session will not only provide you with the tools to conduct an advertising audit, it will assist you in sniffing out those rogue ads.

Topics covered:
  • FDIC signage and advertising rules
  • Equal Credit Opportunity
  • Fair Housing Act
  • Truth in Lending
  • Truth in Savings
  • Social Media
  • Non-Deposit Investments
  • Lobby Disclosures
  • Web Sites
This session will assist you in:
  • Detecting rogue advertising
  • Developing checklists
  • Documenting the audit process
  • New compliance officers who need a jump start
  • Experienced compliance officers who want to strengthen their compliance program
  • Marketing officers who want to know what the auditors and examiners will be testing and how to properly document for compliance issues;
  • Risk management personnel
About the Speaker: Patricia is a partner in Cashman Compliance Solutions, LLC. She is responsible for consumer compliance reviews, Bank Secrecy Act (BSA) and Anti-Money Laundering reviews, and compliance and BSA training.

Patricia began her banking career in 1969. She has been the senior operations officer for three Dallas-Ft. Worth area community banks, an assistant examiner for the Texas Department of Banking and managed the compliance/internal audit division of TIB - The Independent BankersBank, the largest bankers' bank in the country.

Additionally, Patricia has spoken as a webcast/teleconference presenter for the American Bankers Association (ABA), BankersOnLine (BOL) and the Center for Financial Training (CFT), taught a variety of compliance subjects for the Texas Bankers Association (TBA) and ABA at their respective Compliance Schools. She also serves as a BOL GURU and been a speaker/trainer for numerous banks and compliance organizations.

This program was recorded in its entirety in October 2014. The CD-ROM includes program slides, materials (if available) and follow-up Q & A document.

Add to Cart:

  • Model: cd_auditadvertise1014
  • Manufactured by: Glia Group, Inc.

This product was added to our catalog on Wednesday 03 September, 2014.

Customers who bought this product also purchased...

Copyright © 2022