HOW TO: Auditing Bank-Controlled DDAs


Presented by: Patricia Cashman
    Add CD-ROM to Cart:

(Product will ship via USPS)


Major risks lurk in areas that have not yet been identified. Seemingly harmless procedures can pose significant threats. For example, can you definitively answer the following questions?
  • Just how many bank controlled demand deposit accounts (DDA) are on your books?
  • How would you begin to identify these?
  • Who is responsible for the controls and reconciliation of these accounts?
Failure to identify and adequately apply controls can leave a opening large enough for even the most inexperienced employee to drive a dump truck through.

This session will assist you in:
  • Identifying covered accounts
  • Evaluating the reliability, adequacy, and effectiveness of accounting, operating, and
  • administrative controls
  • Detecting potential fraud
  • Developing workpapers
  • Internal Auditors
  • Audit Committee Members
  • Operations Officers
  • Compliance Officer
  • Internal Control Personnel
About the Speaker: Patricia is a partner in Cashman Compliance Solutions, LLC. She is responsible for consumer compliance reviews, Bank Secrecy Act (BSA) and Anti-Money Laundering reviews, and compliance and BSA training.

Patricia began her banking career in 1969. She has been the senior operations officer for three Dallas-Ft. Worth area community banks, an assistant examiner for the Texas Department of Banking and managed the compliance/internal audit division of TIB - The Independent BankersBank, one of the largest bankers' banks in the country.

Additionally, Patricia has spoken as a webcast/teleconference presenter for the American Bankers Association (ABA), BankersOnline (BOL) and the Center for Financial Training (CFT), taught a variety of compliance subjects for the Texas Bankers Association (TBA) and ABA at their respective Compliance Schools. She also serves as a BOL GURU and been a speaker/trainer for numerous banks and compliance organizations.

This program was recorded in its entirety in November 2015. The CD-ROM includes program slides, materials (if available) and follow-up Q & A document.

Add to Cart:

  • Model: cd_dda1115
  • Manufactured by: Glia Group, Inc.

This product was added to our catalog on Monday 08 February, 2010.

Copyright © 2023