Branch Audits: What Is Going On Out There?


Presented by: Patricia Cashman      
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    The objectives of the branch audit program are to determine that branch operations are in compliance with company policy, state and federal law, and regulatory requirements, and consistent with a good system of internal control. This session will assist you in:
  • Risk-assessing your branch audit scope and frequency
  • Developing an effective branch audit workprogram
  • Reporting the audit results to various levels of management
You will come away with:
  • Sample audit work programs
  • Branch signage checklists
  • Sample interview questions
Internal Auditors, Branch Managers, Operations Managers and Teller Supervisors

About the Speaker: Patricia Cashman, CRCM, is a partner in Cashman Compliance Solutions, LLC. She is responsible for consumer compliance reviews, Bank Secrecy Act (BSA) and Anti-Money Laundering reviews, and compliance and BSA training.

Patricia began her banking career in 1969. She has been the senior operations officer for three Dallas-Ft. Worth area community banks, an assistant examiner for the Texas Department of Banking and managed the compliance/internal audit division of TIB - The Independent BankersBank, one of the largest bankers' banks in the country.

Additionally, Patricia has spoken as a webcast/teleconference presenter for the American Bankers Association (ABA), Bankers OnLine (BOL) and the Center for Financial Training (CFT), taught a variety of compliance subjects for the Texas Bankers Association (TBA) and ABA at their respective Compliance Schools. She also serves as a BOL GURU and been a speaker/trainer for numerous banks and compliance organizations.

This program was recorded in its entirety in December 2014. The CD-ROM includes program slides, materials (if available) and follow-up Q & A document.

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  • Model: cd_branchaudit1214
  • Manufactured by: Glia Group, Inc.

This product was added to our catalog on Wednesday 20 August, 2014.

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