Customer Identification Program Policy

Table of Contents

Purpose and Contents - Topic 1
Policy Statement - Topic 2
Definitions – Topic 3
Structure of Accountability - Topic 4
Customer Due Diligence Program - Topic 5
Minimum Identity Verification Standards - Topic 6
Procedures for Verification of Identity - Topic 7
Procedures for Lack of Identity Verification - Topic 8
Rules for Special Accounts, Persons and Other Entities - Topic 9
Additional Account Opening Procedures - Topic 10
Comparison with Government Lists - Topic 11
Information Sharing Procedures - Topic 12
Exemptions - Topic 13
Other Legal Requirements - Topic 14
Use of Third-Parties - Topic 15
Customer Notice Procedures - Topic 16
Audit Policy - Topic 17
Staff Training - Topic 18
Retention of Records - Topic 19

Includes the following form template:
BSA Certification for Beneficial Owners Form (2 pages)
BSA CIP New Customer Information Sheet (1 page)

Recent updates to this product:
03/15/21 Update
12/01/20 Update
10/15/20 Update
09/01/20 Update
05/01/20 Update

This policy template (approximately 77 pages) is in Microsoft® Word format.

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