Ethics and Conflicts of Interest


Presented by: Adam Laboda

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All financial institutions must have a written Code of Conduct or Ethics Policy, and all financial institutions must provide periodic training to assist their employees in distinguishing between acceptable and unacceptable business practices. During this current financial crisis it is more important that ever to make sure that our financial institutions are conducting themselves properly. From the frontline all the way to the top we can help restore confidence in our banking system by demonstrating that we are conducting our financial institutions in an ethical and prudent manner. This webinar will cover conflicts of interest, personal conduct and confidentiality.

Covered Topics:
  • Conflicts of Interest - other outside employment, receiving gifts or bequests from customers, making loans to benefit employee or affiliate, misuse of bank assets, misuse of bank position, personal transactions with bank
  • Personal Conduct - personal finances, community activities, political activities, illegal activities
  • Confidentiality - customer information, bank proprietary information, insider information
Who Should Attend:
This webcast seminar will be useful to any person involved in core banking operations, from tellers to the top. Each individual involved in core banking operations handles sensitive information on a daily basis. Accordingly, they should be equipped to handle the situations which they run into.

About the Speaker: Adam LaBoda, Esq. is an attorney with Spencer Fane Britt & Browne LLP where he specializes in the representation of financial institutions. Adam was awarded his juris doctor from the University of Kansas Law School. Prior to joining Spencer Fane, Adam served as a law clerk for Chief Judge Lee M. Jackwig, United States Bankruptcy Court for the Southern District of Iowa. He is a member of the Missouri Bar and the Kansas Bar Associations, as well as a member of the Kansas and Missouri Bankers Associations, and the Kansas City Bankruptcy Bar Association. He is licensed to practice law in Missouri and Kansas, as well as the federal district courts in Kansas and the Western District of Missouri.

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CD-ROM includes:
  • Complete presentation (including slides and audio)
  • Written Materials
  • Follow-up Q & A
You have the right under this license agreement for this CD-ROM to use this presentation on a single-workstation. Use on a network is in violation of the copyright agreements. CD may be used by multiple users at a given institution but may not be placed on a network or in any other multi-user environment.

This program was recorded in its entirety in April 2009. The CD-ROM includes program slides, materials (if available) and follow-up Q & A document.

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  • Model: cd_ethics0409
  • Manufactured by: Glia Group, Inc.

This product was added to our catalog on Wednesday 04 March, 2009.

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