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:: Regulation U Policy
Regulation U Policy
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$175.00
Table of Contents
Purpose and Contents - Topic 1
Policy Statement - Topic 2
Definitions - Topic 3
General Requirements - Topic 4
Employee Stock Option, Purchase, and Ownership Plans - Topic 5
Special Purpose Loans to Brokers and Dealers - Topic 6
Exempted Transactions - Topic 7
Maximum Loan Value of Margin Stock and Other Collateral - Topic 8
Federal Reserve Board Interpretational Reference - Topic 9
Audit Policy - Topic 10
Staff Training - Topic 11
Retention of Documentation - Topic 12
This policy template (approximately 21 pages) is in Microsoft® Word format.
Standard Volume Discounts
Individual and volume pricing plans are available to fit every budget. You can buy one policy at a time, or mix and match multiple policies. Simply put - the more you buy, the greater discount you will receive:
10% Discount
when you buy 5 of our Templates at the regular price!
25% Discount
when you buy 15 of our Templates at the regular price!
50% Discount
when you buy 25+ Templates at the regular price!
PLEASE NOTE: If you order Bank Policies or Job Descriptions, you will receive your order via email within 24-48 hours.
Add to Cart:
Model: POL - REGU
Manufactured by: Bank Policies
Product 177/211
This product was added to our catalog on Tuesday 08 October, 2013.
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